Tag Archives: peacekeeping

Securing the inspectors: Legitimacy, capacity and security dimensions of disposing Syria’s chemical weapons

17 Oct

Editor’s Note:  The following is analysis on options for protection of those disposing of Syria’s chemical arsenal by Dr. David Curran.  David teaches at the University of Bradford in the UK and is a Fellow in peacekeeping at GAPW for fall 2013.  David has taken leadership on joint conferences and publications with GAPW and has offered consults with diplomats on some of the important peacekeeping issues coming up in the Fourth Committee of the UN General Assembly. 

The UN Security Council’s endorsement for Secretary General Ban Ki Moon’s three-stage strategy for the elimination of the Syrian Governments arsenal of chemical weapons marks a small yet positive step in its handling of the crisis. It has also set a rapid time frame between the passing of UNSCR 2118[1], and the eventual elimination of all chemical stockpiles belonging to the Syrian Regime. Destroying the stockpile contains a number of risks, at several different phases in the process, from transportation to sites, securing the sites, destroying stockpiles and the process of verification of the destruction. This is difficult enough in peace-time yet alone in the midst of a civil war. Thus in the implementation of UNSCR 2118 a question arises over the possible role of military and security assets which will be used to assist the joint OPCW/UN mission. In particular, the question of ‘who’ provides such assets will be of importance to the development of the operation.

The Secretary General outlined a three phase approach to the elimination of the chemical arsenal. Phases I and II make the first steps towards the destruction of chemical weapons, through initial investigation and destruction of production and mixing and filling equipment respectively. Phase III of the plan poses the most serious challenges for the mission, particularly regarding the safety and security of the inspectors. In Phase III, (to be completed between 1 November 2013 to 30 June 2014), the joint team will be expected to ‘support, monitor and verify the destruction of a complex chemical weapons programme involving multiple sites spread over a country engulfed in violent conflict’ [2]. This process is expected to require movement by the operation (and potentially certain types of chemical agents) through ‘active confrontation lines and in some cases through territory controlled by armed groups that are hostile to the objectives of the Joint Mission’ [3].  In a situation described as ‘dangerous and volatile’, with a range of belligerent groups (some attached to formal command structures, some not), there exists a potential for serious risks to the success of the operation and, more significantly, the health and wellbeing of those in the vicinity of the destruction sites.

The assessment of the Syrian opposition from the International Crisis Group outlines the range of factions fighting against the Syrian regime as being ‘pluralistic and deeply divided, their structures improvised and shifting and their foreign backers apparently altogether less consistent and coordinated’[4]. Moreover, as Al Jazeera has reported there has been a shift in the opposition whereby thirteen of the most powerful rebel groups have withdrawn their recognition of the Syrian National Council, leaving the free Syrian Army ‘increasingly splintered’[5]. There are also significant reasons for those in opposition to be skeptical about any process which leads to ceasefire

Surrender, they are convinced, would mean merciless vengeance at the hands of a regime that, already, has shot at peaceful protestors, killed untold numbers of detained prisoners, tolerated the slaughter of women and children, bombed villages and fired ballistic missiles into densely populated neighbourhoods[6]

It is in this environment that the Joint Mission will operate. It is therefore important to look through what options for military support have been discussed.

It appears that discussion on the topic has led to two main options being espoused. Firstly, a ‘coalition of the willing’ type arrangement formed from a lead nation, and supported by others. For example, towards the end of September, the Russian government offered to provide a security force comprised of Armenia, Belarus, Kazakhstan, Kyrgyzstan and Tajikistan troops[7]. The benefits of such a coalition would be in common operating procedures, and cultural familiarity (through joint training for example). However, such compositions may effect the legitimacy of the operation in a context such as Syria, where the conflict has become internationalized to a considerable extent[8], and a wide range of states are seen as being allied to one side or another. This is particularly true with regards to the generally hostile view held by opposition groups towards the Russian Government, a strategic partner of the Syrian Government[9].  Reflecting on this, Richard Gowan from NYU’s Centre on International Cooperation suggests that Russian personnel would be counter-productive for security

I think there is a very significant risk that rebel forces will try to disrupt this process, especially if they see significant numbers of Russian personnel involved in the destruction of chemical weapons, because for the hard-line rebels the Russians are almost certainly fair game[10]

An alternative solution would be some kind of force which would look similar to UN peacekeepers. The Secretary General’s letter to the Security Council highlights that in the process of developing a ‘viable operational concept’ there is a requirement for consultation with Member States ‘that may be in a position to contribute to the associated activities’, leading to questions of the extent to which the DPKO would be involved[11]. Involvement of a ‘type’ of peacekeeping is reflected in other areas. Richard Guthrie, a British chemical weapons expert, suggested that some kind of UN peacekeeping presence was needed as those who normally inspect weapons under the Chemical Weapons Convention are not military personnel, and ‘can’t stand there with machine guns in hand and protect the weapons,’ Guthrie adds that any mission ‘would have to be done in coordination with some kind of UN peacekeeping force — which would have to be armed guards and they would have to be able to deter any attack on those locations’[12]

A UN peacekeeping-style plan may however be more difficult to attain in practice. There are reasons for this. Firstly are the technicalities of raising a UN peacekeeping force. In particular issues of mobilizing forces, logistics, equipping and the levels of training have led some in the UN to suggest a Peacekeeping plan is not feasible’ [13]. Moreover, the requirement of a functioning peace process has also been highlighted by advocates of intervention as a necessary precondition for the deployment of UN peacekeepers[14]

However, one thing that the United Nations could represent is a degree of legitimacy in being able to cross lines of conflict. This legitimacy is not by any degree watertight, but it may mean (to use Gowan’s terminology) that UN forces are not seen as ‘fair game’. The internationalized nature of the conflict could well mean that conflicting parties rely on external funding and support. Attacking a civilian-led UN operation designed to uphold international law may not be the best way in which to maintain an external funding base. One of the guiding principles of UN peacekeeping is the perceived legitimacy of its operations, as they are derived from an institution which broadly represents the will of the international community[15].

This short review of response options has opened up an important issue. On the one hand (a ‘coalition of the willing’) there exists high levels of preparedness yet possibly less legitimacy in the eyes of all parties; yet any attempt to mandate a UN peacekeeping-style operation would likely have lower preparedness but a higher chance of maintaining legitimacy. Unfortunately it appears that the nationality of the security providers will matter, possibly as much as where the highest levels of expertise can be sourced. This means that there exists a fundamental need for creative solutions to blend competence and legitimacy in the operation, something which is already evident in Ban Ki Moon’s flexible design of the operation, as well as in the recent plea from the head of the OPCW to instigate short-term localized ceasefires[16], which may facilitate the removal of weapons. Possibly a ‘golden egg’ solution can be found which is able to draw on the best expertise whilst maintaining legitimacy in the eyes of those involved in violent conflict (a different type of coalition?). This is a large step into the unknown, and the stakes are high. This fact is not lost on the Secretary General, who stated in his letter that this will be an ‘operation the likes of which, quite simply, has never been tried before’[17].

Dr. David Curran, Peacekeeping Fellow


[1] United Nations, United Nations Security Council Resolution 2118 (S/Res/2118), 27 September 2013

[2] United Nations, Letter Dated 7 October 2013 from the Secretary General addressed to the President of the Security Council (S/2013/591), 7th October 2013, P6

[3] United Nations (note 2), P6

[4] International Crisis Group, Syria’s Metastasising Conflicts: Middle East Report N°14327, June 2013, P25, Found at

http://www.crisisgroup.org/~/media/Files/Middle%20East%20North%20Africa/Iraq%20Syria%20Lebanon/Syria/143-syrias-metastasising-conflicts.pdf)

[5] Al Jazeera, The Future of the Free Syrian Army, 6th October 2013, Found at http://www.aljazeera.com/programmes/insidestory/2013/10/future-free-syrian-army-2013105155250560782.html

[6] International Crisis Group, (see Note 4), P26

[7] The Guardian, Russia offers to guard sites holding Syria’s chemical weapons stockpile, 26th September 2013, Found at

http://www.theguardian.com/world/2013/sep/26/russia-guard-syria-chemical-weapons-sites

[8] Open Democracy, Syria, realigning the war, 10th October 2013, http://www.opendemocracy.net/paul-rogers/syria-realigning-war

[9] See: CNN, War of words between Russia, U.S. on Syrian crisis heats up, 6th September 2013, Found at, http://www.cnn.com/2013/09/05/world/russia-us-relations/index.html; The Moscow Times, Russia’s Syria Ties Boost Humanitarian Aid, Red Cross Says, 8th October 2013, Found at: http://www.themoscowtimes.com/news/article/russias-syria-ties-boost-humanitarian-aid-red-cross-says/487556.html

[10] Worldpress.org, Syria: Interview with Richard Gowan, 10th October 2013, Found at http://www.worldpress.org/Mideast/3985.cfm

[11] Inner City Press, On Syria, Questions of UN Trust Fund & Plans, Ban Said to “See From One Eye”, 8th October 2013, Found at http://www.innercitypress.com/syria1baneye100813.html

[12] Radio Free Europe/Radio Liberty, Explainer: How Practical Is Russia’s Syria Chemical-Weapons Proposal?, 10th September 2013, Found at,  (http://www.rferl.org/content/syria-chemical-russia-practical/25101800.html)-

[13] The Nation, Racing the Clock, Chemical Experts Begin to Disarm Syria, 7th October 2013, Found at, http://www.thenation.com/article/176519/racing-clock-chemical-experts-begin-disarm-syria#

[14] The Guardian, MPs vote down military intervention in Syria: Politics live blog, 30th August 2013, Found at http://www.theguardian.com/politics/blog/2013/aug/29/mps-debate-syria-live-blog

[15] United Nations Department of Peacekeeping Operations, United Nations Peacekeeping Principles and Guidelines, UN, New York, 2008

[16] See: BBC, Syria chemical weapons: OPCW plea for short ceasefires, 14th October 2013, Found at: http://www.bbc.co.uk/news/world-middle-east-24516303; New York Times, Syrian Rebels Urged to Let Inspectors See Arms Sites, 14th October 2013, Found at

http://www.nytimes.com/2013/10/15/world/middleeast/syria.html?_r=0

[17] United Nations, (see Note 2), P6

The Politics of ‘Doing Something’

26 Aug

On Wednesday, August 21, a special briefing on peacekeeping was offered for diplomats and NGOs entitled: “Humanitarian law, peacekeeping/intervention forces and troop-contributing countries: Issues and challenges.” The briefing was organized by the Asian-African Legal Consultative Organization and featured presentations from UN Legal Affairs, the ICRC and Dr. Scott Sheeran from the University of Essex.

The briefing had two objectives:   to explore International Humanitarian Law (IHL) implications for UN peacekeeping forces involved in coercive actions to prevent violence against civilians; and to examine from the UN’s perspective the value of the recently deployed Intervention Brigade in the DRC.

The IHL objective yielded some important insights. For instance, the panelists reminded participants that UN peacekeepers are ‘protected forces’ which underscores the issue of whether ‘protective’ status applies to peacekeepers engaging in aggressive actions, even if those actions are in accordance with a Security Council (SC) mandate (specifically the ‘do whatever is necessary’ mandate).  They also raised the issue regarding the applicability of IHL to peacekeepers who are, technically speaking, not parties to the conflict taking place in their zone of operations.   While Status of Forces agreements generally reference IHL responsibilities, most Troop Contributing Countries (TCCs) appear to reject the notion that IHL applies to them in the application of their Security Council mandated tasks.  Thankfully, the UN explicitly affirms its responsibility to abide by IHL in all its operations, including ensuring that any applications of force by Peacekeeping Operations (PKOs) are proportionate and carefully targeted.

There were of course many more ‘challenges’ on the table than ‘resolutions’ to challenges, and this was especially evident when it came to the discussion about the Brigades, a deployment about which the panelists seemed more enthusiastic than was the larger audience. The stated objective of the Brigade is ‘to “neutralize and disarm” the notorious 23 March Movement (M23), as well as other Congolese rebels and foreign armed groups in strife-riven eastern Democratic Republic of Congo.’  Of prime importance, to be sure.

As some readers of this blog know, we facilitate work on a proposal for a UN Emergency Peace Service (UNEPS), a standing, complementary, gender and service integrated capacity that we feel has great promise but that has had limited traction to date within the UN system.  The community surrounding UNEPS (see for example www.globalactionpw.org/?page_id=102) continues to wrestle with a series of questions that are germane to the Brigades as well.   Such questions include the following:

Are there sufficient resources to honor this coercive mandate and the expectations that this deployment is creating?  The Brigade consists of 3000 personnel supplemented by other force arrangements, including drones.  Can such a force save at least some lives in an environment as unforgiving as the Eastern DRC? Clearly there is reason to believe that it can.  But should this be equated with a sufficiently strategic and robust response to years of violence perpetrated by a range of state and non-state actors?  The jury on this is still out.  I used to work as a chaplain in an urban hospital in a tough neighborhood.  If 40 patients are being rushed into an Emergency Room and I send an orderly, a shift nurse and a resident doctor to meet them, this is indeed ‘better than nothing,’ (a phrase that at least one panelist used while responding to concerns about the Brigade), but does it constitute a ‘good faith’ response?  Moreover, an overwhelmed capacity is one that is more likely to make mistakes – sometimes grievous ones.  Despite the best, most disciplined efforts of Brigade troops, mistakes that result in body bags of troops themselves or civilians caught in the cross fire will quickly dissipate expectations and even endanger other stakeholders.

How does this deployment affect options for an eventual political agreement?  There was some sensible discussion back and forth as to whether the deployment of the Brigade would make a political settlement more or less likely.  In the context of discussions about development of UNEPS, we have spent much time thinking through the contexts and implications of deployment. How does importing a coercive military presence into a region that has been coping with violence for many years affect the political and social dynamics of those communities, including their ability to participate in a negotiated settlement?  Our general (not universal) assessment is that such coercion is best applied at the earliest possible stages, before attitudes harden and violent recrimination becomes habitual.   The longer the fire is allowed to burn, the more problematic the efforts of the eventual ‘fire responders.’

Does this deployment increase the vulnerabilities of existing peacekeeping operations or other UN field activities that are NOT involved directly in forward projections of power?  From my years working in a crack neighborhood, I know that when police abuse or overstretch their mandates, it is not just the abusers who are placed at risk.  All police and other service providers within and beyond the security sector are at risk.   The Brigades may benefit from some institutional distance from the rest of MONUSCO (as well as from other UN activities on the ground), but M23 rebels are not likely to sort through the protocols to ensure that they only take out their hostilities on Brigade forces.   They see a UN helmet or convoy, they fire a shot.

Does the deployment represent a genuine, due-diligence response to violence or is it more about just ‘doing something’ after a period of insufficient engagement?  In the case of the Brigades, critics can point to a lack of capacity, a conflict that has been raging for years, a massively sized conflict zone, an expanded coercive mandate institutionally tied to less coercive operations, etc.   If this is in any way a token gesture of response or even a proving ground for a more coercive PKO that could set a precedent for future engagements, is this the right time or place for that?  Is this the population on which such an ‘experiment’ should be conducted?   This issue has come up often in the context of our own UNEPS proposal — assuming that it is eventually fully developed and authorized, where and when should it be best be used? And how should it be used to ensure positive security outcomes rather than mostly symbolic responses?

We were grateful for the efforts that went into this briefing, but we were a bit dismayed that none of the panelists seemed sufficiently sensitive to the direction of the questions being posed from the floor.   For instance, I assume that all of them have had experiences of being overwhelmed by external challenges in their personal and professional lives and making unfortunate mistakes as a result.  Thinking through the implications of capacity-related mistakes in a theater like the DRC is not a particularly high bar. Moreover, most responses during briefings like this tend to accentuate the political more than the normative, as in “everything here at the UN is political.”  Politics granted, though, it is not unreasonable to wonder at what point the weight of risks and challenges outweighs the need to simply ‘do something?’  Indeed, if this Brigade has some politicized elements of a half-hearted or even ‘experimental’ response with implications for future deployments, it is even more important that mission assessments are robust and free as possible from politicized dynamics.   As horrible as the violence in the DRC has been we need to take particular care to avoid ‘practicing’ coercive engagements on human lives, especially lives that have already gone through so much during these long years of conflict-related abuse.

Dr. Robert Zuber

Women’s Political Participation and Peacekeeping

8 May

Recently, Executive Director of UN Women, Michelle Bachelet, and Under-Secretary General for Peacekeeping, Herve Ladsous, held a joint Security Council briefing on women peace and security issues, focusing on women’s political participation and protection from a peacekeeping perspective, respectively.  While Madame Bachelet focused on women’s agency, in particular the need for women to play a role in conflict resolution and encouraged their participation and engagement in peacemaking and peacebuilding processes, Mr. Ladsous focused on the protection of women and the need for more training and protection in order to establish a reliable security sector for women’s participation.

Madame Bachelet discussed that most of women’s political participation has been at informal stages and that has not translated at high level.  Women’s participation is a necessary component to resolving a crisis situation and it must be integrated into peace or mediation agreements; of course, of special importance is the role of mediators and advisers and their role in bringing attention to women in conflict resolution.  On rule of law as one of the most important elements of peacekeeping and peacebuilding, she stressed the importance of referring cases to the ICC and other tribunals and assessing lessons learned from previous cases.  She also linked reparations with relieving economic and social marginalization that can be at the root of the violence against women.  

Among the suggestions made include creating more opportunities for women to participate in conflict resolution and peacebuilding forums by inviting them in donor conferences and other international engagement processes. In addition, consults with SRSGs, advisors, Member States and other relevant stakeholders on the need of women’s participation in conflict resolution are promoted in hopes of encouraging and engaging more women in peacemaking and peacebuilding processes. Also, a review of lessons learned from international criminal tribunals and their prosecutions on sexual and gender-based violence that can be applied to future processes.  

Adding upon Madame Bachelet’s theme of political participation, Mr. Ladsous discussed that while peacekeeping has seen progress in the participation in election and political institutions, more remains be done. He noted that one of the major problems of participation of women in election processes, both as candidates and voters, is the lack of freedom of movement and more needs to be done to ensure for the security of women in such settings. Mr. Ladsous outlined some of the steps taken from the UN Missions on the ground to assure for the protection of women, including establishing temporary special measures or holding elections workshops or training police officers. But, while peacekeepers are there to protect civilians directly, the main responsibility to protect continues to lie with the host state itself and peacekeeping cannot be a substitute for that.  Stronger national institutions that promote security and decrease levels of violence need to be in place; civilian capacities need to be strengthened, and protection efforts need to be sustained and multiplied.

Overall, creating a reliable security sector for women’s participation is, of course, essential not only to the protection and prevention of violence against women, but also to women’s participation. As we move forward and evaluate UN Mission mandates, it is important to reflect and assess the progress on the ground on these issues.  

-Melina Lito